Self-regulatory organizations

Results: 6954



#Item
941Stock market / SEC filings / Securities Exchange Act / U.S. Securities and Exchange Commission / Security / Financial regulation / Financial economics / Investment / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BATS[removed]January 29, 2015 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Cha

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Source URL: www.sec.gov

Language: English - Date: 2015-01-30 07:08:30
942Economics / Derivative / Clearing house / Bond / Securities Exchange Act / LCH.Clearnet / Financial economics / Futures contract / Financial system

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-ICEEU[removed]January 27, 2015 Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rul

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Source URL: www.sec.gov

Language: English - Date: 2015-01-27 17:03:22
943Futures contract / Order / Contract / Business / Financial markets / Stock market / Contract law / Millisecond

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MIAX[removed]January 22, 2015 Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing of a Proposed Rule Change,

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Source URL: www.sec.gov

Language: English - Date: 2015-01-23 09:44:54
944United States Securities and Exchange Commission / Securities Exchange Act / Financial regulation / U.S. Securities and Exchange Commission / New York Stock Exchange / United States / Finance / United States securities law / SEC filings / 73rd United States Congress

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]January 29, 2015 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Ru

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Language: English - Date: 2015-01-30 07:07:34
945NYSE Euronext / Self-regulatory organizations / Financial regulation / United States securities law / Stock exchange / Corporate governance / Securities regulation in the United States / London Stock Exchange / Australian Securities Exchange / Business / Financial economics / Stock market

OECD Steering Group on Corporate Governance Paper: THE ROLE OF STOCK EXCHANGES IN CORPORATE GOVERNANCE

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Source URL: www.oecd.org

Language: English - Date: 2014-07-21 03:32:32
946U.S. Securities and Exchange Commission / Economy of the United States / Financial regulation / United States / United States securities law / Chicago Board Options Exchange / Securities Exchange Act

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CBOE[removed]January 27, 2015 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiven

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Source URL: www.sec.gov

Language: English - Date: 2015-01-27 17:03:27
947Euro / Futures contract / Franc / Federal Reserve System / U.S. Securities and Exchange Commission / Financial economics / Europe / Economy of Europe / Clearing house / Swiss franc

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-ICEEU[removed]January 26, 2015 Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Order Granting Accelerated Approval of

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Language: English - Date: 2015-01-27 08:53:51
948Investment / Financial system / Options / Contract law / Chicago Board Options Exchange / International Securities Exchange / Short / Securities Exchange Act / Binary option / Financial economics / Finance / Financial markets

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CBOE[removed]January 27, 2015 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiven

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Source URL: www.sec.gov

Language: English - Date: 2015-01-27 17:03:01
949Financial economics / Financial system / United States securities law / Regulation NMS / Securities Exchange Act / New York Stock Exchange / Market data / NYSE Arca / U.S. Securities and Exchange Commission / Financial markets / United States Securities and Exchange Commission / Economy of the United States

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]January 23, 2015 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Es

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Source URL: www.sec.gov

Language: English - Date: 2015-01-26 09:21:03
950Securities Exchange Act / U.S. Securities and Exchange Commission / Vermont Public Radio / Financial regulation / Government / United States / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BOX[removed]January 29, 2015 Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule

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Language: English - Date: 2015-01-30 07:09:20
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